BO Account Open (For Individual & Joint)

A cash trading account for individuals is a simple and efficient brokerage product offered by HAC Securities Limited (HACSL). It is intended for retail individuals who want to work towards building a diversified portfolio aligned with their investment goal using equity stocks, bonds, Sukuks, and other listed securities of Bangladesh.

To open an Individual or joint account, the client will have to submit the following documents:

• Three copies of passport size photographs of Applicant(s) Photo copy of National ID Card/Passport.
• Photo copy of Bank Statement/Cheque Leaf.
• Two copies of photographs of nominee (duly attested by A/C holder).
• Three copies of photographs of authorized/POA duly attested by A/C holder (If needed).
• National ID Card and Photo of nominee/authorized/POA. (duly attested by A/C holder).
• ETIN certificate of the individual applicant (Optional)
• Trade License (if Sole Proprietorship’s Bank Account is used)

To open an Individual account, you can choose any of the following options:

• Go to HAC Securities Limited's portal, Download the account opening form and upon filling up, email the form along with the supporting documents to info@hacsecurities.com
• Visit HAC Securities Limited Corporate Office OR any Branches in Bangladesh.

BO Account Open (For NRB)

HAC Securities Limited has designed a trading account for Bangladeshi citizens living abroad who are willing to take exposure to the fast-growing capital market of Bangladesh. NRBs can build a diversified portfolio aligned with their investment goal using equity stocks, bonds, Sukuks, and other listed securities of Bangladesh.

To open a NRB individual account, the client will have to submit the following documents:

• Three copies of passport size photographs of the account holder.
• Photocopy of Passport (with valid visa) of account holder.
• Copy of Service agreement with the employer/Work permit/Residence Permit/Social Security Card/Business documents.
• Foreign Currency (FC) Bank account certificate containing name of the applicant name and bank account number.
• Two copies passport size photographs of the Nominee(s) in any (Attested by account holder).
• Three copies passport size photographs of authorized & POA (attested by account holder).
• Three copies passport size photographs of 2nd applicant (attested by account holder at the back).
• Photocopy of Passport (with valid visa of 2nd applicant).
• Agreement of POA on Non-Judicial stamp. (Duly attested notary public)

For Foreign individuals residing in Bangladesh:

• Copy of passport with a valid visa
• Certification from BIDA
• Proof of employment or service.

To open a NRB Individual account, you can choose any of the following options:

• Go to HAC Securities Limited's portal, Download the account opening form and upon filling up, email the form along with the supporting documents to info@hacsecurities.com
• Visit HAC Securities Limited Corporate Office OR any Branches in Bangladesh.

BO Account Open (For Foreigner)

Trading account for foreign institutions is a signature brokerage product designed by HAC Securities Limited for international broking firms and fund managers exploring more efficient ways to capitalize on Frontier Markets, with a promise of best execution, seamless custodian correspondence, and the most efficient settlements.

To open a Foreign Trading account, the client will have to submit the following documents:

• Board Resolution for Opening Trading Account with HACSL
• Memorandum & Articles of Association
• Certificate of Incorporation/Certificate of Name Change
• Certificate of Commencement
• Legal documents showcasing list of directors, shareholders, MDs and relevant figures
• Legal evidence of registered business address
• List of Directors and Authorized Signatories with specimen signature
• Passports of all Directors and Authorized Signatories
• Photographs (2 copies) of MD/CEO and Authorized Persons (as applicable)
• Custodian Details with BO account and Bank Account
• Standard Settlement Instruction (SSI)
• Any other legal documents as per local jurisdiction
• Standard Brokerage Service Agreement / Execution Service Agreement

To open a Retail Cash Account, a Broker / Fund Manager may offer partnership through their local custodian to HAC Securities Limited

BO Account Open (For Institution)

HAC Securities Limited offers the simplest solution for local institutions and body corporates who want efficient portfolio construction with equity stocks, bonds, Sukuks, and other listed securities of Bangladesh through best execution and efficient settlements.

The product is ideal for Fund Managers, Merchant Banks, Mutual Funds, Provident Funds, Gratuity Funds, Workers Profit Participation Fund (WPPF), and other trust funds.

To open an Institutional account, the client will have to submit the following documents:

• Board Resolution for Opening Account (BO or Trading) with HACSL
• Trade License
• Memorandum & Articles of Association
• Certificate of Incorporation/Certificate of Name Change (RJSC)
• Certificate of Commencement
• Form X, XII (includes the list of directors, shareholders, MD)
• Form VI (proof of registered address/change)
• List of Directors and Authorized Signatories with specimen signature
• NID/Passports of all MD/CEO and Authorized Signatories
• Photographs (2 copies) of MD/CEO and Authorized Persons (as applicable)
• Bank cheque leaf copy and Bank Statement of last 3 months
• ETIN Certificate (Optional)

To open an institutional cash account, you can choose to:

• Visit HAC Securities Limited Corporate Office OR any Branches in Bangladesh.

Dhaka Stock Exchange (DSE) has implemented a Centralized Order Management System 'DSE-FlexTP' for the TREC holders of the Exchange to manage their orders. DSE-Mobile is a platform of DSE-FlexTP by which investors of DSE can get real-time market updates and as well as can trade (if TREC permitted). DSE-Mobile service was launched on March 09, 2016. This is connecting investors to the state-of-the-art technology of trading.

DSE is focusing on smart service to end customers through Mobile service. DSE-Mobile is a service by which DSE can reach to end customer and can bring a new dimension of business opportunities in the capital market. There are two applications under DSE-Mobile service as follows:

1. DSE-Mobile (APP): The DSE-Mobile (App) is mobile application (APP) which provides real time securities quotes (bid/ask), Request for Streaming (RFS) trading capabilities, managing and monitoring resting orders in a secure mode, synchronization with trader-dealer terminal. DSE-Mobile is a native mobile application for iOS and Android phones. DSE-Mobile (APP) has following versions:

• DSE-Mobile VIP - Allows investor to be aware of his portfolio and favorites without efforts, keep in touch with professional trader to get high-end services. Trader will professionally manage best execution of orders.
• DSE-Mobile Trader - Allows investor to be aware of his portfolio and favorites without efforts, keep in touch with professional trader to get high-end services while availing ability to manage his orders (submission, modification, cancelation etc.).
• DSE-Mobile Biz Owner - Allows business owner to be aware of activities of his broking business status. This is only for dealer account of TREC holder.

2. DSE-Investor: Allows investor to be aware of his portfolio and favorites without efforts, keep in touch with professional trader to get high-end services while availing ability to manage his orders (submission, modification, cancelation etc.). This application can run on any HTML-5 compatible browser from PC, Laptop etc.

Investor should apply in prescribed Form to the TREC. TREC will allow the user to use DSE-Mobile service and take necessary action to register user in the DSE-FlexTP System.

All clients of HAC Securities Limited can participate in this IPO application of Dhaka Stock Exchange (DSE) subject to the following conditions:

All Customer of HAC Securities Limited can receive / withdraw fund through Bangladesh Electronic Fun Transfer Network (BEFTN)

All Customer of HAC Securities Limited can Deposit money / Fund Transfer through Bangladesh Electronic Fun Transfer Network (BEFTN). Customer may deposit funds through-

DP Services are a range of services a BO account holder is entitled to get from their Broker (DP). The services are fully guided by CDBL by-laws.

The services include: